Corporate counsel, compliance professionals and internal audit teams face ever-increasing expectations. Regulatory scrutiny is on the rise. There is significant pressure to cut costs. The threat of reputational damage continues to increase. Severely limited resources are available to navigate compliance issues.

StoneTurn brings a team of multi-faceted experts in disciplines such as accounting, audit, compliance, data analytics, forensic investigations, and risks and controls to help organizations navigate pre- and post-incident compliance matters and antifraud activities.

Our experts prevent and detect misconduct in the absence of an allegation or suspicion. We combine the mindset, knowledge, skills and experience of financial investigators with classic audit approaches and procedures to identify and assess risks, and prevent and detect violations of processes and controls, contracts and other third-party agreements, laws and regulations. Additionally, we leverage the power of big data to execute and measure the effectiveness of ethics and compliance programs.

We also serve as a court- and government-appointed independent monitor to assess remediation efforts. Turn to us in these high-stakes situations for subject matter and industry expertise, objectivity and proven track record of results as a trusted adviser.

How We Help

StoneTurn helps organizations and their counsel to avoid criminal, civil or regulatory enforcement actions; mitigate fines and penalties; escape government-imposed compliance monitors; rehabilitate injured relationships; regain trust; recoup losses; and protect the professional careers and reputation of members of the board, management, and the ethics and compliance, legal, internal audit departments.

Identify


Compliance & Risk Assessments

StoneTurn assists companies and counsel to mitigate third-party legal, business and reputation risks; test compliance controls; and reduce penalties and prevent recurrence by identifying root causes and implementing corrective measures.

Transaction Monitoring

StoneTurn helps companies to design and implement remediation programs including root cause analysis, corrective measures and self-monitoring; and develop preventive and detective controls, data analytics and transaction monitoring programs.

Investigate


Investigations

StoneTurn’s risks and controls, forensic accounting and data analytics experts respond to and investigate alleged misconduct by or against the company.

Data Analytics

StoneTurn helps companies and counsel to collect and assimilate data from disparate sources; analyzes large and complex databases; and identifies data anomalies, outlier transactions and business trends to assist in preventing, detecting and remediating misconduct.

Remediate


The Five Rs: Recover, Repair, Restore, Rescue, Rehabilitate

Remediation—or understanding how and why a problem occurred, what should be done to fix it and ensure it does not recur—is essential whenever an organization substantiates allegations of significant violations of law, contract or internal policies, processes or controls. StoneTurn’s Compliance & Monitoring experts help organizations to avoid criminal, civil and regulatory enforcement action; mitigate fines, disgorgement penalties and administrative disciplinary measures; obviate the need for government-imposed compliance monitors; rehabilitate injured relationships and regain trust; recoup losses; and protect the company’s reputation and those of members of the board and management.

Monitor


Independent Monitoring

StoneTurn serves as a self- and government-imposed independent monitor following settlements with regulators. We also help companies and counsel to prepare for and interface with government-appointed compliance monitors; serve as a forensic adviser to monitors and maintain a dedicated focus on assessing and implementing compliance aspects of remediation programs; and select, assemble and embed industry-focused operational experts into the forensic advisory team.