Laura Greenman, a Managing Director with StoneTurn, brings over ten years of public and forensic accounting, in-house and consulting financial services experience. Laura specializes in implementing and testing the internal control framework and compliance programs of large financial institutions and advising companies on how to remediate and enhance compliance programs to prevent and detect fraud and ethical misconduct.
Laura has deep monitorship experience, having led many of StoneTurn’s largest and most complex monitorship engagements. She currently co-leads StoneTurn’s engagement as an independent consultant to a Northern European Bank relating to a multi-billion money-laundering scheme. In that role, she provides independent assurance on the effectiveness of the Bank’s ‘s overall Financial Crime Ethics and Compliance Program. She previously led the StoneTurn team appointed by the SEC as the Independent Consultant to a Big 4 Public Accounting Firm involving the theft of confidential government information and training misconduct. Laura evaluated the firm’s policies, processes, and controls within its Ethics and Compliance Program, recommended required remediation actions to address deficiencies, and assessed the firm’s remediation effectiveness.
Laura also was integral to StoneTurn’s appointment as the DOJ Independent Business Ethics and Compliance Monitor to Deutsche Bank. She led the Monitor’s Risk and Controls Assessment, Controls Inventory, Controls Testing and Remediation Framework workstreams where she evaluated the Bank’s framework, identified required remediation which enabled the Bank to develop an effective risk and controls self-assessment reliant on schemes and scenarios analyses and assess the completeness and quality of the Bank’s remediation action.
In 2020, Laura co-authored Revisiting Conduct Risk Management in the COVID-19 Era with Updated DOJ Criteria for the Journal of Risk Management for Financial Institutions. Throughout 2021 she developed and delivered multi-course training for the Association of Corporate Counsel focused on Risk Assessments and Remediation. She joined StoneTurn in 2016 from Goldman Sachs, where she worked as a Legal Entity Controller focused on financial and regulatory reporting. Previously, she was with Ernst & Young, where she worked in the Financial Services Assurance practice with a focus on financial statement and internal control audits of public clients in Banking and Capital Markets.
Laura is a Certified Public Accountant (CPA), licensed in the state of New York.