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September 13, 2012 – StoneTurn partner Jonny Frank presented to the Financial Industry Regulation Authority (FINRA) in New York, NY on “Beware the Wolf in Sheep’s Clothing:  Evaluating Respondents’ Remediation Efforts.”  The discussion focused on FINRA’s sanction guidelines and how to consider a respondent’s remedation in the context of the guidelines and any potential impact in sanctions imposed by FINRA.

For a copy of the presentation, please contact Kyla Curley at kcurley@stoneturn.com.

Meet Jonny

Jonny Frank

Jonny Frank

Jonny Frank, a Partner with StoneTurn, brings nearly 40 years of public, private and education sector experience in forensic investigations, compliance and risk management. He joined StoneTurn in 2011 from […]