The question is when, not if, compliance issues and unanticipated risks will emerge. Whether your organization faces regulatory scrutiny or wants to proactively identify and mitigate compliance and misconduct risks, StoneTurn’s compliance services help organizations maintain a positive reputation and ensure that operations align with regulatory standards and ethical practices by advising clients on mitigating risks across a broad spectrum of issues.
As compliance consultants, monitors, and forensic advisers to leading global organizations, we have deep experience advising compliance teams on the best methods to anticipate and proactively address emerging risks and regulatory shifts. Our team includes former Chief Compliance Officers, federal prosecutors, forensic accountants, and auditors who help organizations navigate pre- and post-incident compliance matters and anti-fraud activities.
We leverage our substantial financial, regulatory, government, and in-house compliance expertise and build upon our experience working with organizations designing and implementing practical risk-based programs.
The professionals at StoneTurn are highly sophisticated, knowledgeable, and easy to work with.
– Chambers, Quoting a Client
How We Help
Data Analytics
StoneTurn leverages innovative data analytics to help organizations manage risk. Collecting and assimilating data from disparate sources, our data analytics professionals leverage automated tools and processes to analyze large and complex databases and efficiently identify data anomalies, outlier transactions, or red flags and trends to help safeguard organizations from key compliance risks. Our experts have also developed AI-driven tools to assess compliance programs and controls against government expectations and are pioneering the use of AI to streamline compliance processes.
Incident Management
When compliance issues arise, our team can assist in managing and resolving incidents – including investigating breaches, handling regulatory inquiries, and implementing corrective actions to address and remediate deficiencies across ethics and compliance programs. We work alongside counsel to investigate matters involving whistleblower allegations, financial reporting and accounting issues, and white-collar crime and provide appropriate responses to government agencies.
Assist In-House Compliance Teams
With changing expectations and limited resources of in-house compliance teams, our compliance and risk team can help ease the burden. StoneTurn can supplement existing compliance teams to help companies design and implement internal compliance policies and procedures. We also provide compliance and anti-fraud training for employees and management to promote a culture of ethical behavior, perform risk assessments, and supplement internal audit.
