StoneTurn is currently serving as the DOJ appointed Independent Compliance and Business Ethics Monitor to one of the world’s top global investment banks. The StoneTurn team is assessing the bank’s compliance with the terms of a Deferred Prosecution Agreement (DPA) related to LIBOR and EURIBOR manipulation. In this role, we are assessing the bank’s risk assessment process including the risk identification process, the effectiveness of mitigating controls and residual risk. We are also assessing the bank’s Know Your Client policy and related processes, and the bank’s incident, investigation and remediation program to determine if their investigative processes are designed and operating effectively.