The financial services industry operates in an evolving landscape shaped by regulatory scrutiny, economic fluctuations, and technological advancements. Firms must navigate complex compliance requirements, fraud risks, and data security challenges while maintaining operational resilience. As financial institutions face pressure from regulators and the broader global financial ecosystem, they must proactively manage risk, ensure transparency, and uphold stakeholder trust.

StoneTurn works with financial institutions, banks, broker-dealers, asset managers, and insurance companies to address complex challenges, manage risks, improve controls, respond to regulatory inquiries, and investigate alleged fraud and misconduct. With a deep understanding of the financial services industry, our team of former regulators, forensic accountants, and former in-house executives at financial institutions provides tailored solutions across a range of financial matters, including: 

• Anti-Money Laundering (AML) and Sanctions Compliance: Helping financial institutions strengthen AML programs and adhere to global sanctions regulations by designing, implementing, and testing controls. 
• Internal Investigations and Government Inquiries: Helping clients build and maintain effective regulatory compliance programs by assisting in-house teams in preparing for and navigating government inquiries and conducting thorough investigations. 
• Financial Crime Investigations and Remediation: Identifying, assessing, and remediating fraud, misconduct, and financial irregularities. Our experts work with organizations to remediate compliance programs after misconduct is discovered so wrongdoing does not recur. 
• Anti-Corruption: Designing and implementing effective controls, policies and training to mitigate anti-corruption risk. Post-investigation, we assist clients with root cause analyses and controls assessments and help modify supporting policies, guidance, and detective controls. 
• Data Analytics: Evaluating, formatting, and analyzing large amounts of information from multiple structured and unstructured data sources to help clients understand relationships, trends and identify outliers. 
• Valuation Services: Assessing pricing methodologies for reasonableness and consistency, analyzing pricing for variabilities, outliers, and other indicators of risk, as well as reviewing operational processes, internal controls, and training for pricing procedures.  
• Construction Loan Portfolio Advisory: Evaluating exposure to construction loan risks and providing current state assessments related to the value and timing of projects. We have deep expertise evaluating a project’s financial stability and structure, and are adept at assessing construction loans to understand the feasibility and forecasts of a project to meet the performance metrics required by the lending institution.  

StoneTurn’s client-centric approach, collaborative culture, and deep industry expertise set us apart. We deliver results through data-driven insights and hands-on guidance, ensuring financial institutions stay ahead of emerging risks. 

Why StoneTurn?

• Extensive experience working with leading financial institutions, regulatory agencies, and legal counsel. 
• Trusted by regulators, law firms, and global corporations to provide independent, objective analysis and solutions. 
• Data-driven insights combined with personalized strategies that drive measurable outcomes.