b'Compliance Matters Practice AreaMultinational Technology CompanyForeign Ownership, Control, or Influence (FOCI) and CFIUS Mitigation A multinational technology company with existing CFIUS and FOCI mitigation agreements asked theStoneTurnteamtoevaluatemitigationseffectoncompetitivenessinitsindustryandto recommend the best form of mitigation for its business. StoneTurn professionals conducted an in-depth assessment and recommended changes to mitigation protocols to ensure compliance but also increase the companys competitiveness.Commercial and Investment Bank, Latin AmericaInvestigative Due DiligenceStoneTurn assisted the head of Legal and Compliance at the Latin American unit of the second largestfinancialservicescompanyinJapanwithinvestigativeduediligenceefforts.Our professionals performed background checks on executives to ensure alignment with the Banks global Compliance policy. As part of this effort, our team conducted national and international surveys in Latin America, the U.S., Europe and some tax havens. This work enabled the client toMonitoringbetter understand the history of its leaders in order to anticipate potential future risks.In 2019, StoneTurn continued to serve as government-appointed monitor, trusted adviser, independent consultant and auditor to some of the worlds most complex organizations. The firm was also called upon to serve as a company-appointed remediation consultant, marking a shift in proactive corporate compliance efforts. 18 At Every Turn 2020 At Every Turn 2020 19'