Suzanne Gunther, a Managing Director with StoneTurn, has more than 20 years of experience in compliance controls and monitoring for the private sector. Specifically, she focuses on developing compliance programs and risk assessments.
Working with large financial services firms, she has led the development of compliance policies and procedures in these organizations. Suzanne has worked with various organizations across the financial services industry, including investment banks, asset management and brokerage firms.
Prior to joining StoneTurn, Suzanne was with Citigroup Global Markets Inc., where she served as Senior Vice President reporting to the Investment Advisory CCO. Previously, she was with Bank of New York Mellon Asset Management, where she was the Compliance Manager reporting to the CCO of Dreyfus. Prior to BNY Mellon Asset Management, she was with Barclays, where she served as Vice President and Regulatory Compliance Officer.
She also served as Vice President in Compliance and Legal for Neuberger Berman Management LLC. Prior to Neuberger Berman, she was with Lehman Brothers, where she held the position of Privacy Compliance Officer.
Suzanne has focused on the Investment Advisers Act, the Investment Company Act, SEC and FINRA regulations.
Previously, she was with a large public accounting firm, where she served as manager in both the Dispute Analysis & Investigations group and Ethics and Compliance Group. She began her career with another large public accounting firm, where she served as a tax consultant.