Luke Zhu, a Manager at StoneTurn, brings experience in compliance and monitoring, with a focus on corporate compliance and internal investigations, compliance and controls testing, and compliance program review, benchmarking and enhancement.

Prior to joining StoneTurn, Luke was a compliance officer in the Compliance Testing Group at Goldman Sachs, where he designed and executed detailed testing to assess the firm’s compliance with rules, regulations, and policies and procedures.

Previously, Luke worked as a securities regulator in the Department of Member Regulation of the Financial Industry Regulatory Authority (FINRA), and as law clerk in the Division of Enforcement of the U.S. Securities and Exchange Commission (SEC).

Luke is fluent in Mandarin Chinese and is a member of the Colorado State Bar.