Joe Chisolm, a Managing Director at StoneTurn, brings more than 15 years of compliance experience advising on Bank Secrecy Act (BSA)/Anti-Money Laundering (AML), Office of Foreign Assets Control (OFAC) requirements, regulatory remediation and risk-based independent testing.
Joe has managed complex BSA/AML/OFAC engagements subject to regulatory enforcement actions by the Federal Reserve Bank of NY (FRBNY), Office of the Comptroller of the Currency (OCC), and New York Department of Financial Services (NYDFS). He specializes in conducting comprehensive independent testing and compliance reviews to evaluate the efficacy of processes and controls to comply with U.S. and local regulatory requirements, including FinCEN, FATF and EU AML guidance.
Joe has worked with both domestic and international financial institutions, as well as a wide range of corporate and institutional clients including private, commercial, and retail banking; investment management firms; nonbanking financial institutions; and FinTech organizations.
Previously, Joe served as a compliance leader at JP Morgan Chase and Citigroup, as well as a consultant at multidisciplinary compliance, risk management and strategic advisory firms. Immediately prior to joining StoneTurn, Joe held the role of principal for Agilis Advisory Services. There, he delivered tailored risk, regulatory and audit solutions to a broad range of domestic and foreign financial institutions.