Internal investigations have become a much higher-stakes issue for companies of all sizes. The SEC filed a record high number of enforcement actions in 2016. In recent years, the U.S. Department of Justice has expanded its interest in internal investigations from the “what” and “why” to also include an emphasis on “how” companies conduct them. Now, the two agencies are more actively coordinating on investigations involving accounting fraud and FCPA issues.
In a Securities Docket webcast on November 9, Rex Homme of StoneTurn and Catherine Moreno of Wilson Sonsini will focus on the impact of heightened scrutiny on corporate compliance programs, best practices for responding to government inquiries and ways to avoid enforcement actions.
Topics to be covered include:
- Data Analytics and Fraud Detection
- Recognizing “New” Types of Fraud
- Vendor, supplier and procurement fraud
- CEO fraud and other cyber scams
- Developing a Response Plan
Rex Homme, a Partner with StoneTurn, has more than 30 years of experience. He provides clients with financial consulting and accounting advice on forensic accounting investigations, complex business litigation matters, […]