In recent years, financial services firms have faced increasing regulatory pressure to prevent, identify and remediate the various types of fraud that can occur.
Jonny Frank will present on how to prevent the occurrence of fraud in financial services firms at the AICPA and SIFMA FMS National Conference on the Securities Industry on October 11. Additionally, he will provide insight on how internal and external compliance professionals can spot the warning signs early on.
Jonny Frank brings over 40 years of public and private sector and law and business school teaching experience in forensic investigations, compliance, and risk management. He helps organizations and counsel […]