In July, the U.S. Securities and Exchange Commission (SEC) took one of the first enforcement actions ever against a Special Purpose Acquisition Company (SPAC). Since then, the SEC has taken additional steps to warn SPAC sponsors and investors to enhance due diligence procedures.

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In light of recent recommendations from the SEC Investor Advisory Committee, Julie Copeland and Ryan LaRue share key takeaways for SPAC investors and their advisors to consider when making investment decisions.

Read the Client Alert.

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About the Authors

Julie Copeland

Julie Copeland, a Partner with StoneTurn, brings over 20 years of experience advising the world’s largest financial institutions on anti-money laundering (AML) controls; issues related to economic sanctions, anti-bribery and […]

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Ryan LaRue

Ryan LaRue, a Managing Director with StoneTurn, has experience in forensic accounting and auditing, litigation advisory, and compliance and monitoring. Ryan’s experience includes performing forensic accounting investigations and assisting counsel […]

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