In 2012, the U.S. Securities and Exchange Commission’s Office of Compliance Inspections and Examinations commenced its Presence Exam initiative in response to the provisions of the Dodd-Frank Act, which required many large and mid-size private equity firms to register with regulators

Posted In:


In 2012, the U.S. Securities and Exchange Commission’s Office of Compliance Inspections and Examinations commenced its Presence Exam initiative in response to the provisions of the Dodd-Frank Act, which required many large and mid-size private equity firms to register with regulators. Since then, the office has been active in its efforts to gain insight into the historically “closed” world of private equity, and there is no indication the pressure will subside anytime soon.

In a recent article for Law 360, Jamal Ahmad presents recent SEC developments and highlights seven key areas in which we believe private equity firms and their advisers can expect increased focus.

Read the full article.

 

About the Authors

Jamal Ahmad

Jamal Ahmad

Jamal Ahmad, a Managing Director with StoneTurn, has more than 19 years of combined forensic accounting and litigation consulting experience. He specializes in accounting and forensic investigations, and disputes related […]

Read Bio